PROSPECTIVE TRADING COUNTERPARTIES

The SBA evaluates submissions from existing and prospective Trading Counterparties on an ongoing basis in the context of service needs which are subject to change.. Additional information may be requested at the discretion of the SBA. Submitting the Trading Counterparty Application and other documents does not create an obligation on the part of the SBA to respond to a submission, approve a Trading Counterparty, enter into an agreement or execute transactions with a firm.

Companies interested in executing equity, fixed income, derivatives and other transactions on behalf of or with the State Board of Administration (SBA) must complete the Trading Counterparty Application and provide the requested supporting documents listed in Section 6. Existing firms should submit the Trading Counterparty Renewal Form and supporting documents annually.

 INSTRUCTIONS:
1. Complete the Trading Counterparty Application or Trading Counterparty Renewal Form.
2. Save the completed Trading Counterparty Application or the Trading Counterparty Renewel Form in the following format: firmname_dd-mo-yr.
3. The completed form and supporting documents outlined in Section 6 of the form should be attached to an email as PDF's.
4. Put the name of the firm in the subject line of the email.
5. Send the completed form with the supporting documents to counterparty@sbafla.com.
6. Please use the Trading Counterparty Questions box in the left column for all other questions.